Anna Ijjas, Justin Ripley, Paul J. Steinhardt

In the context of Einstein gravity, if the null energy condition (NEC) is satisfied, the energy density in expanding space-times always decreases while in contracting space-times the energy density grows and the universe eventually collapses into a singularity. In particular, no non-singular bounce is possible. It is, though, an open question if this energy condition can be violated in a controlled way, i.e., without introducing pathologies, such as unstable negative-energy states or an imaginary speed of sound. In this paper, we will re-examine the claim that the recently proposed mimetic scenario can violate the NEC without pathologies. We show that mimetic cosmology is prone to gradient instabilities even in cases when the NEC is satisfied (except for trivial examples). Most interestingly, the source of the instability is always the Einstein-Hilbert term in the action. The matter stress-energy component does not contribute spatial gradient terms but instead makes the problematic curvature modes dynamical. We also show that mimetic cosmology can be understood as a singular limit of known, well-behaved theories involving higher-derivative kinetic terms and discuss ways of removing the instability.

Claudia de Rham, Andrew Matas

We review how the (absence of) Ostrogradsky instability manifests itself in theories with multiple fields. It has recently been appreciated that when multiple fields are present, the existence of higher derivatives may not automatically imply the existence of ghosts. We discuss the connection with gravitational theories like massive gravity and beyond Horndeski which manifest higher derivatives in some formulations and yet are free of Ostrogradsky ghost. We also examine an interesting new class of Extended Scalar--Tensor Theories of gravity which has been recently proposed. We show that for a subclass of these theories, the tensor modes are either not dynamical or are infinitely strongly coupled. Among the remaining theories for which the tensor modes are well-defined one counts one new model that is not field-redefinable to Horndeski via a conformal and disformal transformation but that does require the vacuum to break Lorentz invariance. We discuss the implications for the effective field theory of dark energy and the stability of the theory.